Перечень международных документов и их сокращенных наименований
Документы международных организаций
1. Статьи соглашения Международного валютного фонда с поправками от 28 апреля
2008 г. (Перевод на русский язык (c) 2011 Международный Валютный Фонд) / https://www.
imf.org/external/pubs/ft/aa/rus/index.pdf (Устав МВФ).2. General Agreement on Trade in Services, Annex on Financial Services. — P. 308 2-а (прило
жения к Договору ВТО о свободной торговле — ГАТС ВТО).
3. Решение Совета ОЭСР «О принятии Кодекса либерализации движения капиталов»,
12 декабря 1961 г. — oecd/c (61)96, с изменениями от 15 апреля 1993 г. — C(92)139/FINAL) (Кодекс либерализации движения капиталов ОЭСР).
4. Решение Совета ОЭСР «О принятии Кодекса либерализации текущих невидимых опе
раций», 12 декабря 1961 г. — OECD/C(61)95, с поправками от 29 марта 1993 г. — С(93)12 FINAL (Кодекс либерализации невидимых операций ОЭСР).
5. Решение Совета ОЭСР «О принятии Принципов корпоративного управления»,
26—27 мая 1999 г. с поправками 2004 г. (Принципы корпоративного управления ОЭСР).
6. Международные стандарты достаточности капитала банков (Базель П—Ш)
(International Standards on Capital Adequacy, BCBS), в том числе Стандарты капитала Базель II (Basel II: International Convergence of Capital Measurement and Capital Standards: a Revised Framework, Comprehensive Version. BSBS, BIS, June 2006); Дополнения к стандартам капитала Базель II (Enhancements to the Basel II Framework. BCBS, BIS, July 2009) вместе с пакетом стандартов и рекомендаций BIS, относящихся к отдельным аспектам формирования капитальной базы в рамках Basel II; Стандарты капитала Базель III (Basel III: A Global Regulatory Framework for More Resilient Banks and Banking Systems. BCBS) вместе с пакетом стандартов и рекомендаций BIS, относящихся к отдельным аспектам формирования капитальной базы в рамках Basel III.
7. Основополагающие принципы эффективного банковского регулирования (сентябрь
1997/ октябрь 2006/ сентябрь 2012) (Core Principles for Effective Banking Supervision, BCBS).
8. Цели и принципы регулирования фондовых рынков (1998 г./ июнь 2010 г.) (Objectives
and Principles of Securities Regulation, IOSCO).
9. Принципы для инфраструктурных организаций финансового рынка (апрель 2012 г.)
(Principles of Financial Market Infrastructures, CPSS-IOSCO).
Нормативные правовые акты Европейского союза в области гармонизации регулирования на финансовом рынке
Нормативные правовые акты в области регулирования банковского сектора
10. Council Directive 73/183/EEC of 28 June 1973 on the Abolition of Restrictions on Freedom of Establishment and Freedom to Provide Services in Respect of Self-Employed Activities of Banks and Other Financial Institutions.
11. First Council Directive 77/780/EEC of 12 December 1977 on the Coordination of the Laws, Regulations and Administrative Provisions Relating to the Taking Up and Pursuit of the Business of Credit Institutions.
12. Council Directive 83/350/EEC of 13 June 1983 on the Supervision of Credit Institutions on a Consolidated Basis.
13. Council Directive 89/299/EEC of 17 April 1989 on the Own Funds of Credit Institutions.
14. Council Directive 89/647/EEC of 18 December 1989 on a Solvency Ratio for Credit Institutions.
15. Second Council Directive 89/646/EEC of 15 December 1989 on the Coordination of Laws, Regulations and Administrative Provisions relating to the Taking Up and Pursuit of the Business of Credit Institutions and Amending Directive 77/780/EEC.
16. Council Directive 92/30/EEC of 6 April 1992 on the Supervision of Credit Institutions on a Consolidated Basis.
17. Council Directive 92/121/EEC of 21 December 1992 on the Monitoring and Control of Large Exposures of Credit Institutions.
18. Directive 94/19/EC of the European Parliament and of the Council of 30 May 1994 on Deposit-Guarantee Schemes (DGS 1994).
19. Directive 2000/12/EC of the European Parliament and of the Council of 20 March 2000 Relating to the Taking Up and Pursuit of the Business of Credit Institutions.
20. Directive 2001/24/EC of the European Parliament and the Council of 4 April 2001 on the Reorganization and Winding Up of Credit Institutions.
21. European Parliament and Council Directive 2002/87/EC of 16 December 2002 on the Supplementary Supervision of Credit Institutions, Insurance Undertakings and Investment Firms in a Financial Conglomerate and amending Council Directives 73/239/EEC, 79/267/EEC, 92/49/EEC, 92/96/EEC, 93/6/EEC, 93/22/EEC, 98/78/EC and 2000/12/EC.
22. Directive 2006/48/EC of the European Parliament and of the Council of 14 June 2006 Relating to the Taking Up and Pursuit of the Business of Credit Institutions (Recast) (CRD 1).
23. Directive 2006/49/EC of the European Parliament and of the Council of 14 June 2006 on the Capital Adequacy of Investment Firms and Credit Institutions (CRD 2).
24. Directive 2009/111/EC of the European Parliament and of the Council of 16 September 2009 amending Directives 2006/48/EC, 2006/49/EC and 2007/64/EC as regards Banks affiliated to Central Institutions, Certain Own Funds Items, Large Exposures, Supervisory Arrangements and Crisis Management (CRD 2).
25. Directive 2009/27/EC of 7 April 2009 Amending Certain Annexes to Directive 2006/49/EC of the European Parliament and of the Council as regards Technical Provisions Concerning Risk Management (CRD 2).
26. Directive 2009/83/EC of 27 July 2009 Amending Certain Annexes to Directive 2006/48/EC of the European Parliament and of the Council as Regards Technical Provisions Concerning Risk Management (CRD 2).
27. Directive 2009/14/EС of the European Parliament and of the Council of 11 March 2009 Amending Directive 94/19/EC on Deposit-Guarantee Schemes as regards the Coverage Level and the Payout Delay (DGS 2009).
28. Directive 2010/76/EU of the European Parliament and of the Council of 24 November 2010 Amending Directives 2006/48/EC and 2006/49/EC as Regards Capital Requirements for the Trading Book and for Re-Securitisations, and the Supervisory Review of Remuneration Policies (CRD 3).
29. Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on the Access to the Activity of Credit Institutions and the Prudential Supervision of Credit
Institutions and Investment Firms and Amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (CRD 4).
30. Regulation (EU) No 575/2013 of the European Parliament and of the Council on Prudential Requirements for Credit Institutions and Investment Firms and Amending Regulation (EU) No 648/2012 (CRD 4).
31. Council Regulation (EU) No 1024/2013 of 15 October 2013 conferring Specific Tasks on the European Central Bank Concerning Policies Relating to the Prudential Supervision of Credit Institutions.
32. Directive 2014/49/EU of the European Parliament and of the Council of 16 April 2014 on Deposit Guarantee Schemes (recast) (DGS 2014).
33. Directive 2014/59/EU of the European Parliament and of the Council of 15 May 2014 establishing a Framework for the Recovery and Resolution of Credit Institutions and Investment Firms and Amending Council Directive 82/891/EEC, and Directives 2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU and 2013/36/EU, and Regulations (EU) No 1093/2010 and (EU) No 648/2012, of the European Parliament and of the Council (BRRD).
34. Regulation (EU) No 806/2014 of the European Parliament and of the Council of 15 July 2014 Establishing Uniform Rules and a Uniform Procedure for the Resolution of Credit Institutions and Certain Investment Firms in the Framework of a Single Resolution Mechanism and a Single Resolution Fund and amending Regulation (EU) No 1093/2010 (SRM Regulation).
35. Proposal for a Regulation of the European Parliament and of the Council amending Regulation (EU) 806/2014 in order to establish a European Deposit Insurance Scheme (EDIS).
Нормативные правовые акты в области регулирования рынка ценных бумаг
36. Council Directive 79/279/EEC of 5 March 1979 Coordinating the Conditions for the Admission of Securities to Official Stock Exchange Listing.
37. Council Directive 80/390/EEC of 17 March 1980 Coordinating the Requirements for the Drawing up, Scrutiny and Distribution of the Listing Particulars to be Published for the Admission of Securities to Official Stock Exchange Listing.
38. Council Directive 82/121/EEC of 15 February 1982 on Information to be Published on a Regular Basis by Companies the Shares of Which Have Been Admitted to Official Stock Exchange Listing.
39. Council Directive 85/611/EEC of 20 December, 1985 on the Coordinating of Laws, Regulations and Administrative Provisions relating to Undertakings for Collective Investment in Transferable Securities (UCITS I).
40. Council Directive 87/345/EEC of 22 June 1987 amending Directive 80/390/EEC Coordinating the Requirements for the Drawing-Up, Scrutiny and Distribution of the Listing Particulars to be Published for the Admission of Securities to Official Stock Exchange Listing.
41. Council Directive 88/627/EEC of 12 December 1988 on the Information to Be Published When a Major Holding in a Listed Company is Acquired or Disposed of.
42. Council Directive 89/298/EEC of 17 April 1989 Coordinating the Requirements for the Drawing-up, Scrutiny and Distribution of the Prospectus to be Published When Transferable Securities are Offered to the Public (Prospectus Directive 1989).
43. Council Directive 89/592/EEC of 13 November 1989 Coordinating Regulations on Insider Dealing.
44. Council Directive 90/211 of 23 April 1990 amending Directive 80/390/EEC in Respect of the Mutual Recognition of Public-Offer Prospectuses as Stock-Exchange Listing Particulars (Mutual Recognition 1990).
45. Council Directive 93/22/EEC of 10 May 1993 on Investment Services in the Securities Field (ISD).
46. Council Directive 93/6/EEC of 15 March 1993 on the Capital Adequacy of Investments Firms and Credit Institutions (CAD).
47. Directive 97/9/EC of the European Parliament and of the Council of 3 March 1997 on Investor-Compensation Schemes (ISCD).
48. Directive 98/26/EC of the European Parliament and of the Council of 19 May 1998 on Settlement Finality in Payment and Securities Settlement Systems.
49. Directive 2001/34/EC of the European Parliament and of the Council on the Admission of Securities to Official Stock Exchange Listings and on Information to be Published on Those Securities (Admission Directive).
50. Directive 2001/107/EC of the European Parliament and of the Council of 21 January 2002 amending Council Directive 85/611/EEC on the Coordination of Laws, Regulations and Administrative Provisions Relating to Undertakings for Collective Investment in Transferable Securities (UCITS) With a View to Regulating Management Companies and Simplified Prospectuses (UCITS III).
51. Directive 2001/108/EC of the European Parliament and of the Council of 21 January 2002 amending Council Directive 85/611/EEC on the coordination of Laws, Regulations and Administrative Provisions Relating to Undertakings for Collective Investment in Transferable Securities (UCITS), with regard to Investments of UCITS (UCITS III).
52. Directive 2002/47/EC of the European Parliament and of the Council of 6 June 2002 on Financial Collateral Arrangements.
53. Directive 2003/71/ЕС of the European Parliament and of the Council of 4 November 2003 on the Prospectus to Be Published When Securities are Offered to the Public or Admitted to Trading (Prospectus Directive 2003).
54. Directive 2003/6/EC of the European Parliament and of the Council of 28 January 2003 on Insider Dealing and Market Manipulation (MAD 2003).
55. Directive 2003/41/EC of the European Parliament and of the Council of 3 June 2003 on the Activities and Supervision of Institutions for Occupational Retirement Provision (IORP Directive).
56. Directive 2004/109/ЕС of the European Parliament and of the Council of 15 December 2004 on the Harmonisation of Transparency Requirements in Relation to Information About Issuers Whose Securities are Admitted to Trading on a Regulated Market (Transparency Directive 2004).
57. Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 Markets in Financial Instruments (MiFID).
58. European Code of Conduct for Clearing and Settlement, 7 of November 2006.
59. Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on Credit Rating Agencies (CRA I).
60. Directive 2009/44/EC of the European Parliament and of the Council of 6 May 2009 amending Directive 98/26/EC on Settlement Finality in Payment and Securities Settlement
Systems and Directive 2002/47/EC on Financial Collateral Arrangements as regards Linked Systems and Credit Claims.
61. Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the Coordination of Laws, Regulations and Administrative Provisions Relating to Undertakings for Collective Investment in Transferable Securities (UCITS IV).
62. Commission Regulation (EU) No 583/2010 of 1 July 2010 Implementing Directive 2009/65/EC of the European Parliament and of the Council as Regards Key Investor Information and Conditions to be met when Providing Key Investor Information or the Prospectus in a Durable Medium other than Paper or by Means of a Website (UCITS IV).
63. Commission Regulation (EU) No 584/2010 of 1 July 2010 Implementing Directive 2009/65/EC of the European Parliament and of the Council as Regards the Form and Content of the Standard Notification Letter and UCITS Attestation, the Use of Electronic Communication between Competent Authorities for the Purpose of Notification, and Procedures for On-The-Spot Verifications and Investigations and the Exchange of Information between Competent Authorities (UCITS IV).
64. Directive 2010/73/EU of the European Parliament and of the Council of 24 November 2010 amending Directives 2003/71/EC on the Prospectus to be Published when Securities are Offered to the Public or admitted to Trading and 2004/109/EC on the Harmonisation of Transparency Requirements in relation to Information about Issuers whose Securities are admitted to Trading on a Regulated Market (Prospectus Directive 2010).
65. Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May
2011 amending Regulation (EC) No 1060/2009. Regulation (EU) No 513/2011 (CRA II).
66. Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010 (AIFMD).
67. Regulation (EU) of the European Parliament and of the Council of 4 July 2012 № 648/2012 on OTC Derivatives, CCPs and Trade Repositories (EMIR).
68. Regulation (EU) No 236/2012 of the European Parliament and the Council of 14 March
2012 on Short Selling and Certain Aspects of Credit Default Swaps.
69. Directive 2013/14/EU of the European Parliament and of the Council of 21 May 2013 amending Directive 2003/41/EC on the Activities and Supervision of Institutions for Occupational Retirement Provision, Directive 2009/65/EC on the Coordination of Laws, Regulations and Administrative Provisions Relating to Undertakings For Collective Investment In Transferable Securities (UCITS) and Directive 2011/61/EU on Alternative Investment Funds Managers in Respect of Over-Reliance on Credit Ratings.
70. Regulation (EU) No 345/2013 of the European Parliament and of the Council of 17 April
2013 on European Venture Capital Funds.
71. Proposal for a Regulation of The European Parliament and of the Council on Money Market Funds. COM/2013/0615 final - 2013/0306 (COD).
72. Regulation (EU) No 462/2013 of the European Parliament and of the Council of 21 May 2013 amending Regulation (EC) No 1060/2009 on Credit Rating Agencies.
73. Directive 2013/50/EU of the European Parliament and of the Council of 22 October 2013 amending Directive 2004/109/EC of the European Parliament and of the Council on the Harmonisation of Transparency Requirements in Relation to Information about Issuers whose Securities are admitted to Trading on a Regulated Market, Directive 2003/71/EC of the European Parliament and of the Council on the Prospectus to be Published when Securities are Offered to the Public or Admitted to Trading and Commission Directive 2007/14/EC Laying Down Detailed Rules for the Implementation of Certain Provisions of Directive 2004/109/EC (Transparency Directive 2013).
74. Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on Improving Securities Settlement in the European Union and on Central Securities Depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No 236/2012 (CSDR).
75. Directive 2014/91/EU of the European Parliament and of the Council of 23 July 2014 amending Directive 2009/65/EC on the Coordination of Laws, Regulations and Administrative Provisions Relating to Undertakings for Collective Investment in Transferable Securities (UCITS) as regards Depositary Functions, Remuneration Policies and Sanctions (UCITS V).
76. Directive 2014/57/EU of the European Parliament and of the Council of 16 April 2014 on Criminal Sanctions for Market Abuse (MAD 2014).
77. Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on Market Abuse (Market Abuse Regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC (MAR).
78. Directive 2014/65/EU European Parliament and of the Council of 15 May 2014 on Markets in Financial Instruments and Amending Directive 2002/92/EC and Directive 2011/61/EU (MiFID 2).
79. Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on Markets in Financial Instruments and Amending Regulation (EU) No 648/2012 on OTC Derivatives, Central Counterparties and Trade Repositories (MiFIR).
80. Regulation (EU) 2015/760 of the European Parliament and of the Council of 29 April 2015 on European Long-Term Investment Funds.
Нормативные правовые акты в области регулирования страхового сектора
81. Council Directive 72/166/EEC of 24 April 1972 on the Approximation of the Laws of Member States relating to Insurance against Civil Liability in respect of the use of Motor Vehicles, and to the Enforcement Of The Obligation to Insure against such Liability (First Motor Insurance Directive).
82. First Council Directive 73/239/EEC of 24 July 1973 on the Coordination of Laws, Regulations and Administrative Provisions relating to the Taking-up and Pursuit of the Business of Direct Insurance other than Life Assurance (First Non-Life Insurance Directive).
83. Council Directive 73/240/EEC of 24 July 1973 Abolishing Restrictions on Freedom of Establishment in the Business of Direct Insurance other than Life Assurance.
84. Council Directive 78/473/EEC of 30 May 1978 on the Coordination of Laws, Regulations and Administrative Provisions relating to Community Co-Insurance.
85. First Council Directive 79/267/EEC of 5 March 1979 on the Coordination of Laws, Regulations and Administrative Provisions relating to the Taking-up and Pursuit of the Business of Direct Life Assurance (First Life Insurance Directive).
86. Second Council Directive 84/5/EEC of 30 December 1983 on the Approximation of the Laws of the Member States relating to Insurance against Civil Liability in Respect of the Use of Motor Vehicles (Second Motor Insurance Directive).
87. Second Council Directive 88/357/EEC of 22 June 1988 on the Coordination of Laws, Regulations and Administrative Provisions relating to Direct Insurance other than Life
Assurance and Laying down Provisions to Facilitate the Effective Exercise of Freedom to Provide Services and Amending Directive 73/239/EEC (Second Non-Life Insurance Directive).
88. Council Directive 90/619/EEC of 8 November 1990 on the Coordination of Laws, Regulations and Administrative Provisions relating to Direct Life Assurance, Laying down Provisions to Facilitate the Effective Exercise of Freedom to Provide Services and Amending Directive 79/267/EEC (Second Life Insurance Directive).
89. Third Council Directive 92/49/EEC of 18 June 1992 on the Coordination of Laws, Regulations and Administrative Provisions relating to Direct Insurance other than Life Assurance and Amending Directives 73/239/EEC and 88/357/EEC (Third Non-Life Insurance Directive).
90. Third Council Directive 92/96/EEC of 10 November 1992 on the Coordination of Laws, Regulations and Administrative Provisions relating to Direct Life Assurance and Amending Directives 79/267/EEC and 90/619/EEC(Third Life Insurance Directive).
91. Directive 2000/26/EC of the European Parliament and of the Council of 16 May 2000 on the Approximation of the Laws of the Member States relating to Insurance against Civil Liability in respect of the Use of Motor Vehicles and amending Council Directives 73/239/EEC and 88/357/EEC (Fourth Motor Insurance Directive).
92. Directive 2001/17/EC of the European Parliament and of the Council of 19 March 2001 on the Reorganisation and Winding-up of Insurance Undertakings.
93. Directive 2002/12/EC of the European Parliament and of the Council of 5 March 2002 Amending Council Directive 79/267/EEC as regards the Solvency Margin Requirements for Life Assurance Undertakings (Solvency I).
94. Directive 2002/13/EC of the European Parliament and of the Council of 5 March 2002 Amending Council Directive 73/239/EEC as regards the Solvency Margin Requirements for Non-Life Insurance Undertakings (Solvency I).
95. Directive 2002/83/EC of the European Parliament and of the Council of 5 November 2002 concerning Life Assurance .
96. Directive 2005/14/EC of the European Parliament and of the Council of 11 May 2005 amending Council Directives 72/166/EEC, 84/5/EEC, 88/357/EEC and 90/232/EEC and Directive 2000/26/EC of the European Parliament and of the Council relating to Insurance against Civil Liability in respect of the use of Motor Vehicles (Fifth Motor Insurance Directive).
97. Directive 2009/103/EC of the European Parliament and of the Council of 16 September 2009 relating to Insurance against Civil Liability in Respect of the Use of Motor Vehicles, and the Enforcement of the Obligation to Insure Against such Liability.
98. Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the Taking-Up and Pursuit of the Business of Insurance and Reinsurance (Solvency II).
99. Directive 2014/51/EU of the European Parliament and of the Council of 16 April 2014 Amending Directives 2003/71/EC and 2009/138/EC and Regulations (EC) No 1060/2009, (EU) No 1094/2010 and (EU) No 1095/2010 in Respect of the Powers of the European Supervisory Authority (European Insurance and Occupational Pensions Authority) and the European Supervisory Authority (European Securities and Markets Authority).
100. Directive 2016/97 of the European Parliament and of the Council of 20 January 2016 on Insurance Distribution (recast).
Документы АСЕАН в области интеграции на финансовом рынке
101. ASEAN Framework Agreement on Services (AFAS). December 1995 (Рамочное соглашение АСЕАН об услугах).
102. Bangkok Summit Declaration of 1995 (Декларация саммита АСЕАН). Bangkok. 15 December 1995.
103. Ministerial Understanding on ASEAN Cooperation in Finance. March 1997 (Соглашение министров о сотрудничестве в финансовой сфере).
104. ASEAN Vision 2020. Kuala Lumpur, Malaysia. 15 December 1997.
105. Package of Commitments on Financial Services under the ASEAN Framework Agreement on Services (1998—2015) (Пакеты обязательств по финансовым услугам по исполнению Рамочного соглашения АСЕАН об услугах).
106. ASEAN Framework Agreement on Mutual Recognition Arrangements. 1998 (Рамочное соглашение АСЕАН о соглашениях о взаимном признании 1998 г.).
107. Declaration of ASEAN Concord II, Bali Concord II. October 2003 (Декларация саммита АСЕАН — Соглашение Бали II).
108. Roadmap for Monetary and Financial Integration of ASEAN. 2003 (Дорожная карта монетарной и финансовой интеграции АСЕАН. 2003 г.)
109. Memorandum of Understanding to Provide Mutual Recognition of Market Professionals. Monetary Authority of Singapore and the Securities and Exchange Commission, Thailand. 2007 (Соглашение о взаимопонимании и взаимном признании квалификационных требований к профессиональным участникам рынка).
110. Cebu Declaration on the Acceleration of the Establishment of an ASEAN Community by 2015. January 2007 (Декларация Себу об ускорении создания Сообщества АСЕАН к 2015 г.).
111. Charter of the Association of Southeast Asian Nations. 20 November 2007 (Устав АСЕАН).
112. ASEAN Economic Community Blueprint. Ratified by Declaration on the ASEAN Economic Community Blueprint. Singapore. November 2007. (Attached to Roadmap an ASEAN Community 2009—2015 in March 2009) (Проект создания экономического сообщества АСЕАН).
113. Memorandum of Understanding to Form an ASEAN Electronic Trading Link. 2009 (Соглашение о взаимопонимании о создании электронного торгового хаба).
114. Roadmap an ASEAN Community 2009—2015. Ratified by Cha-am Hua Hin Declaration on the Roadmap forthe ASEAN Community (2009-2015). Cha-am, Thailand. March 2009.
115. Implementation Plan to Promote the Development of an Integrated Capital Market to Achieve the Objectives of the AEC Blueprint. Endorsed at the 13th ASEAN Finance Ministers Meeting. Prepared by ASEAN Capital Market Forum. April 9, 2009 (План содействия развитию интегрированного рынка капитала для достижения целей Проекта создания экономического сообщества АСЕАН).
116. ASEAN and Plus Standards Scheme. June 2009. (In Effect before 2013 г.) (Стандарты раскрытия информации в отношении трансграничного предложения акций и простых долговых ценных бумаг по схеме «АСЕАН и плюс»).
117. Memorandum of Understanding on the Expedited Review Framework for Secondary Listings. Singapore, Thailand, Malaysia. March 2012 (Соглашение о взаимопонимании в отношении ускоренной процедуры оценки для проведения вторичного листинга).
118. ASEAN Disclosure Standards Scheme. 2013 (Схема стандартов раскрытия информации АСЕАН).
119. Memorandum of Understanding on Streamlined Authorisation Framework for Cross-Border Public Offers of ASEAN Collective Investment Schemes. October 2013 г. (Соглашение о взаимопонимании об ускорении процедур трансграничных предложений инструментов коллективного инвестирования).
120. Standards of Qualifying CIS. August 2014 (Стандарты квалификации коллективных инвестиционных схем).
121. Handbook for CIS Operators of ASEAN CISs. 25 August 2014 (Руководство для операторов коллективных инвестиционных схем АСЕАН).
122. Single Submission Form under ASEAN+3 Multi-Currency Bond Issuance Framework (Единая форма заявления на допуск к выпуску (обращению) облигаций для профессиональных (институциональных) инвесторов). 2015.
123. Handbook for Issuers Making Cross-Border Offers Using the ASEAN Disclosure Standards under the Streamlined Review Framework for the ASEAN Common Prospectus. September 2015 (Руководство для эмитентов, осуществляющих трансграничные предложения на основе стандартов раскрытия АСЕАН в соответствии с Концепцией одновременного рассмотрения стандартного проспекта).
124. Memorandum of Understanding to Establish a Streamlined Review Framework for the ASEAN Common Prospectus. March 2015 (Соглашение о взаимопонимании об ускоренной процедуре рассмотрения проспекта).
125. Memorandum of Understanding on Asia Regional Funds Passport (ARFP). September 2015 (Соглашение о взаимопонимании о Паспорте азиатских региональных фондов).
126. ASEAN Economic Community Blueprint 2025. November 2015.
Документы MILA в области интеграции на финансовом рынке
127. Como negociar en MILA. Lima. BVL. http://www.bvl.com.pe/ mila/infografia_mila.pdf.
128. Cifras Mercados MILA Agosto 2014. MILA News, Septiembre 2014. № 35.
129. En enero se lanzara la primera oferta de acciones a traves del MILA. Gestion, 19 de diciembre del 2013. http://gestion.pe/economia/enero-se-lanzara-primera-oferta- acciones-traves-mila-2084032.
1 По оценке, приведенной первым заместителем Председателя Правительства РФ И. И. Шуваловым (на 15 января 2014 г.) (http://www.vestifinance.ru/artides/37939).
2 40% — по оценкам министра финансов Республики Казахстан, интервью от 29 октября 2014 г. (http: //tengrinews.kz/markets).
5 Сформирована рабочая группа по координации создания МФЦ при Совете при Президенте по развитию финансового рынка РФ (в составе семи проектных групп, руководители которых утверждались
5 В Германии, Великобритании, Франции до введения евро действовали оговорки по эмиссионным операциям: нерезиденты не могли быть организаторами эмиссий ценных бумаг с номиналом в местных валютах, в Великобритании ограничивалось предоставление нерезидентами посреднических услуг на рынке первоклассных долговых государственных обязательств (брокерские и дилерские услуги на бирже). Впоследствии такие ограничения в Германии были устранены за исключением общеизвестной Директивы ЕС 85/611 / EEC, устанавливающей, в частности, что депозитарий компании для коллективных инвестиций в обращающиеся ценные бумаги (UCITS), должен иметь зарегистрированный офис в том же
1 Аудиторские, консалтинговые, бухгалтерские, актуарные, оценочные, научно-исследовательские и аналитические и др.